Senior SOX Auditor – Business Process Controls

Job Description

As a Senior SOX Auditor at a leading crypto exchange, you will: - Lead independent controls testing across business process areas including revenue, financial close, and treasury. - Evaluate the design and effectiveness of key controls, document testing procedures, and ensure workpapers meet audit quality standards. - Validate the completeness and accuracy of Information Used in Controls (IUC) and Information Produced by the Entity (IPE), ensuring the reliability of data underpinning control performance. - Build and maintain testing programs, templates, and workpapers that create a repeatable foundation for business process SOX testing. - Identify opportunities to leverage AI-enabled workflows and data analytics to improve testing coverage and efficiency. - Validate the remediation of open SOX findings, including material weaknesses and significant deficiencies, across business process control areas. - Evaluate control deficiencies by performing root cause analysis and assessing the severity of exceptions to inform deficiency classification. - Assess whether management’s remediation actions are adequately designed before closing findings. - Track remediation progress, escalate delays or gaps, and report status to leadership and the Audit Committee as required. - Serve as a trusted point of contact for business process control owners across Finance, Accounting, and Treasury. - Contribute to reporting to the Audit Committee, external auditor, and senior leadership on business process SOX testing coverage, findings, and remediation status.

Qualifications

To be considered for this Senior SOX Auditor role, candidates must possess: 1. 8+ years of experience in internal audit, external audit, or SOX compliance, with significant exposure to business process controls testing. 2. CPA or ACCA certification. 3. Experience in crypto, fintech, payments, or digital asset accounting, including revenue recognition for trading, staking, or custody services. 4. Strong knowledge of US GAAP, SOX compliance requirements, COSO framework, and PCAOB auditing standards as they apply to business process controls. 5. Hands-on experience testing controls across revenue, financial close, treasury, or other core financial reporting processes. 6. Experience operating across multi-entity structures or multiple jurisdictions. 7. Effective communicator who can translate audit findings and control observations for control owners, senior leadership, and external stakeholders.

Benefits

- health insurance - retirement plans - paid time off - flexible work arrangements - professional development opportunities